ETHICS · question
An investment professional receives confidential information from a client. The professional should most appropriately: A. Use client information only for authorized professional purposes and protect it B. Share it with friends if names are removed C. Use it for a personal investment before the client acts
Một chuyên viên đầu tư nhận được thông tin bảo mật từ khách hàng. Hành động phù hợp nhất là: A. Use client information only for authorized professional purposes and protect it B. Share it with friends if names are removed C. Use it for a personal investment before the client acts
Hiện lời giải / Show answer
Correct answer: A. Use client information only for authorized professional purposes and protect it Correct. Maintain confidentiality and use information only for authorized purposes.
Đáp án: A. Use client information only for authorized professional purposes and protect it Đúng. Bảo mật thông tin và chỉ sử dụng cho mục đích được cho phép.